Empirical Cycling Community Notes

Watts Doc 51: The Complicated Relationship Between Performance and Phenotype

Original episode & show notes | Raw transcript

Introduction: The Paradox of Adaptation

In the pursuit of athletic excellence, we often assume a direct and linear relationship between training, physiological adaptation, and performance. We train to change our bodies—to build bigger mitochondria, grow more capillaries, and shift our muscle fibers to be more fatigue-resistant. We call this collection of observable traits our phenotype. The logical conclusion is that a “better” phenotype should always equal better performance.

However, the reality of biological systems is far more complex and elegant. This document explores a central paradox in exercise science, illuminated by the podcast: phenotype is not performance. Using a key signaling pathway, Hypoxia-Inducible Factor (HIF), as our lens, we will deconstruct how the body responds to stress and why the journey of adaptation is more critical than the destination’s appearance.

The Conductor of Low-Oxygen Adaptation: HIF

At the heart of this discussion is Hypoxia-Inducible Factor (HIF), a master protein complex that acts as a primary sensor and responder to low oxygen levels within virtually every cell in the body.

Hypoxia vs. “Anaerobic”

First, it’s crucial to clarify a common point of confusion. The conditions that activate HIF are hypoxic, meaning there is a low instantaneous concentration of oxygen in the tissue. This is not the same as being anaerobic.

The podcast uses an excellent analogy: a cereal box in a house with a voracious cereal-eater. Even if you buy cereal constantly (high flux), the box is almost always near-empty (low instantaneous amount). Similarly, during intense exercise, your muscles are consuming oxygen at an incredible rate (high flux). This massive consumption drives the local oxygen concentration down, creating a hypoxic environment, even though your cardiovascular system is working at maximum capacity to deliver oxygen. It’s the rate of consumption outstripping the rate of delivery that triggers the hypoxic state.

HIF’s Two-Pronged Strategy for Adaptation

When cells experience hypoxia, HIF initiates a two-phase adaptive response:

  1. The Short-Term “Band-Aid”: Boost Glycolysis. The immediate problem in a low-oxygen state is a reduced ability to produce ATP (the cell’s energy currency) through aerobic metabolism. HIF’s first response is to ramp up the next best thing: glycolysis. It does this by increasing the expression of key glycolytic enzymes and boosting the number of glucose transporters (like GLUT4) on the cell surface to bring in more fuel from the bloodstream. This is a quick fix to manage the immediate energy crisis.

  2. The Long-Term “Infrastructure Project”: Build More Capillaries. The “band-aid” of glycolysis is not a sustainable solution for an endurance organism. The real, long-term solution is to fix the underlying oxygen delivery problem. HIF achieves this by up-regulating Vascular Endothelial Growth Factor (VEGF), the primary signaling molecule that stimulates angiogenesis—the creation of new capillaries and blood vessels. More capillaries mean better oxygen delivery, which alleviates the hypoxic stress during future efforts.

As an athlete becomes more trained and capillary density increases, the hypoxic signal during moderate-intensity exercise diminishes. The body has successfully adapted to reduce the homeostatic disturbance, and the stimulus for further short-term HIF adaptations lessens.

The Knockout Experiment: When No HIF Means… No Problem?

The core of the podcast’s argument comes from a 2007 study titled “HIF-1α is required for endurance training-induced metabolic adaptations and improved exercise performance in skeletal muscle”. Researchers used mice to explore what happens when the HIF pathway is disabled.

The Setup:

The Astonishing Result: The researchers measured endurance performance with a treadmill test to exhaustion.

Statistically, the improvement was considered the same for both groups. Knocking out a critical adaptive pathway had no negative impact on the ability to improve performance. This result directly challenges the idea that HIF is essential for training adaptations that lead to better performance.

The “Pre-Trained” Phenotype: A Deeper Look

To understand this paradox, the researchers examined the phenotype of the mice’s muscles. What they found was even more surprising: the untrained KO mice already possessed muscles that looked like they belonged to the trained WT mice.

The KO mice were born with a “trained” phenotype but had the performance of an “untrained” mouse. They still had to train for six weeks to unlock their performance potential.

Explaining the Paradox: Chronic Stress and AMPK

Why would removing an adaptive pathway lead to a pre-trained phenotype? The answer lies in another cellular sensor: AMP-activated protein kinase (AMPK). AMPK is the cell’s “gas gauge,” becoming active when the energy state is low (i.e., when ATP levels fall and AMP levels rise).

The researchers found that in the KO mice, AMPK was constitutively active—it was switched on all the time, even at rest.

This is the key to the puzzle. Without the ability to use HIF to intelligently manage metabolism during transient moments of low oxygen, the KO mice’s cells are in a state of chronic, low-level energy stress. Their fundamental machinery for maintaining energy homeostasis is impaired. To cope with this constant struggle, the cells are forced to adapt through other means, primarily the AMPK pathway. This chronic AMPK activation drives the development of a more robust aerobic phenotype (more mitochondria, better fat oxidation) simply to perform basic functions and survive.

In essence, the “trained” phenotype of the KO mice isn’t a sign of superior fitness; it’s a compensatory adaptation for an underlying deficiency. Their cells must be “super aerobic” just to achieve the same baseline performance as a normal, untrained mouse.

The Pasteur Effect: HIF’s Role in Metabolic Flexibility

A final experiment in the study, using cultured muscle cells, perfectly illustrates HIF’s protective role.

HIF doesn’t just turn on glycolysis; it actively and intelligently down-regulates aerobic metabolism at key points (like Complex IV of the electron transport chain). This is a vital protective mechanism. It’s like telling your factory to slow down the main assembly line when you know a key resource is in short supply, rather than letting it run until it breaks down completely. The KO mice and their cells lack this intelligent metabolic flexibility.

Conclusion: Performance is an Integrated Process

The story of the HIF knockout mice provides a powerful lesson.

  1. Phenotype is a response, not a predictor. The “trained” phenotype of the knockout mice was not a sign of innate talent but a necessary compensation for a genetic handicap. It demonstrates that looking at a single biological marker or even a collection of them can be misleading without understanding the context.

  2. Performance is a whole-body phenomenon. Muscle characteristics are just one part of the equation. Neurological function, cardiovascular delivery, metabolic flexibility, and overall efficiency all integrate to produce performance. The KO mice had to train to improve these other integrated systems, just like the normal mice did.

  3. Adaptation is the goal. The process of applying a stimulus and forcing the body to create solutions is what drives improvement. The knockout mice improved because training still presented a systemic challenge that their bodies had to solve, even if one of their key tools (HIF) was missing.

Ultimately, this research beautifully illustrates that there are no simple shortcuts. An athlete’s performance is not just the sum of their parts, but a dynamic and integrated expression of their ability to adapt to stress.